You're Invited | Upcoming Webinar on the Latest Trends in Trade Surveillance

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Join us on October 20th to unpack the Trade Surveillance Benchmark Report and see how firms are responding to AI adoption pressures, data quality, and more.

Screenshot 2026-09-22 at 10.26.12 AM (https://info.tickdata.com/e3t/Ctc/GC+113/cx75904/VV-2rs3LMDs7W7kX38J1yTdbhW6B8lDm5VxsM1N95jt7C5m_5PW50kH_H6lZ3nLVR5zRt48Qgm0VzxFKT5mnFMcW46SmL56DFk7WW8_7R844_-bZmW4XKWJd8DYflwW3VG-BV2wq6nBW5qq2fX494GlyW8S0RNS9g-_FdW66mdQg7VdvhrVbZBgC3PM77hW6C273s8GfGsnVYPwyX2wVQy4W8Vx7Y45w3rp_W1D8LHB1WpZHfW8xLGVN5ZR9K8W750VG_3GyBcmVGg18S2PPDLQN3HpKnwX4VBRW5sMkLC53qgb1W3CDGjn73qSrBVGtNfd7yZV_fVgBdqN7Hp80GVcZ9cG5qkCpfW3zk0Sf2K99qpVk5vnV4V7fgGW2-m2bQ4gtzjfW7hNRR05QwsxgW1TDJ7H1QWjsmW57bwrt39B1WlVP3jPN8g6dGCW1PXPhZ60hflGW18_c1S6flGXPdrlqLg04 )

The Results Are In: Join Us October 20th to Unpack Them Together

Learn how firms are adopting AI and machine learning faster than they

can explain, govern, or even consistently prove it works.

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Hi Emre,

You're invited to our upcoming webinar, "Trade Surveillance in 2026: Navigating AI, Tokenization and a Fragmenting Regulatory Landscape." During the session, Leah Spillane of First Derivative will explore the major findings of The 2026 Trade Surveillance Benchmark report with the audience.

Webinar Details:

📅 Date: Tuesday, October 20th, 2026

🕜 Time: 2:00 PM ET, 11:00 AM PT

👤 Host: Leah Spillane, First Derivative

🔗 Save Your Seat: Register Here (https://info.tickdata.com/e3t/Ctc/GC+113/cx75904/VV-2rs3LMDs7W7kX38J1yTdbhW6B8lDm5VxsM1N95jt7C5m_5PW50kH_H6lZ3nLVR5zRt48Qgm0VzxFKT5mnFMcW46SmL56DFk7WW8_7R844_-bZmW4XKWJd8DYflwW3VG-BV2wq6nBW5qq2fX494GlyW8S0RNS9g-_FdW66mdQg7VdvhrVbZBgC3PM77hW6C273s8GfGsnVYPwyX2wVQy4W8Vx7Y45w3rp_W1D8LHB1WpZHfW8xLGVN5ZR9K8W750VG_3GyBcmVGg18S2PPDLQN3HpKnwX4VBRW5sMkLC53qgb1W3CDGjn73qSrBVGtNfd7yZV_fVgBdqN7Hp80GVcZ9cG5qkCpfW3zk0Sf2K99qpVk5vnV4V7fgGW2-m2bQ4gtzjfW7hNRR05QwsxgW1TDJ7H1QWjsmW57bwrt39B1WlVP3jPN8g6dGCW1PXPhZ60hflGW18_c1S6flGXPdrlqLg04 )

Topics Include:

-

AI and False Positives: A third of firms are running AI broadly in production, yet only 10.6% name reduced false positives as a delivered benefit, the lowest of any outcome. Why are results so polarized?

- Explainability: Over half of firms rate their confidence explaining a model's flag to a regulator at 1 or 2 out of 5. How can we bridge that confidence gap?
- Tokenization: Just under a quarter of respondents have fully integrated tokenized assets with traditional surveillance, and nearly one third say responsibility for cross-asset manipulation is unclear. Who should detect it?
- Regulatory Divergence: MAR, SEC, MiCAR and CIRO are pulling apart. How are global firms meeting conflicting obligations without duplicating cost?

The report illustrates an industry transitioning toward automated oversight while struggling with technical integration and transparency. Read the full report here. (https://info.tickdata.com/e3t/Ctc/GC+113/cx75904/VV-2rs3LMDs7W7kX38J1yTdbhW6B8lDm5VxsM1N95jt7C5m_5PW50kH_H6lZ3m_N2nKTPjPYv6fW5s4Dz18ZvfHsW8Py54B5hKQPCW3kQlQJ26FZ-qVBpHw253SXTdW5QShzf5qDQFxW2qSlZl487PQnW51H91P7tP5XqW4zR-K68202p8W6dfxby4R8BTlV7Y0HZ7MlYypVjdt8D423s6XW2rrnFJ8JcmKRW5Qlp5F69JJvpW3YCqn87pJLfhW7pq1v587rXZ_W905FmN7bph9KW5NSjRt4qsnJmW8_v4mj2QBj8-W7vc3X24RZfHDW71Ztg-67wYqSW3Kjbpx5C-sf0W65zVDk3FlH-BW221Cdt91YBJyW4RsRRQ5FVYfLVgZpTs6Gj4l8W1jB_9f2-Mbk7W3dqX__9gllPQW5CpnPt96L60QN63zJv2l5085W3Whpn73kBH_nW76xn543gJZB_f8dVnVz04 )

Who Should Attend:

-

Heads of Surveillance

- CCOs
- Market Abuse Leads
- Surveillance Technology Owners

More About Our Speaker:

Leah Spillane, First Derivative, is a specialist in real-time surveillance analytics across capital markets. Leah has experience as a Senior kdb+ Developer building realtime surveillance applications running alert analytics to detect market abuse.

More About OneTick Surveillance

OneTick Surveillance from KX (https://info.tickdata.com/e3t/Ctc/GC+113/cx75904/VV-2rs3LMDs7W7kX38J1yTdbhW6B8lDm5VxsM1N95jt9n3prCCW8wLKSR6lZ3mzW7PgDk087hXSKV9vJPm4gj01CW2t8htz5HJZnqV-0wXK2SH0-4V-mmyM5f1qPkW6c43lC2vTShJW3hvt3d79wptBVlH1Hd5tlyXbW2dy4x-2VwHJvW8NRYgq3hsLq5Vx9m0L1z-wKGW3rJ6PB3fg5t2W8dH06329pYLBW1ySFS_2HZqwpW9jd8S52dkBf4W2K4GH-7K9t8DW4Kpv0m6VqMQPN4f_985kVnJTW204N3Y7P59CcW55Ps8Q5k0PyLW4tByWZ5Z_DzNW5k99Fl7GCfYyW1hFlws7zDV-kW7FR1Nf8sD23KW6ptDyg7qTgDZN5RZt7fyT7CXW2ZC0r83Cx644N8clyhpgGk2ff2L8JvC04 ) gives clients the power to monitor and protect their trading with comprehensive coverage, advanced analytics, and smarter alert management. The OneTick solution is used by tier 1 banks, exchanges and market centers, routing and executing brokers, clearing firms, FCMs, market-makers, retail brokers, and buy-side firms. OneTick Surveillance includes coverage of MAR, MiFID II, SEC, FINRA, and IIROC trade surveillance regulation. Request a demo of OneTick Surveillance from KX today (https://info.tickdata.com/e3t/Ctc/GC+113/cx75904/VV-2rs3LMDs7W7kX38J1yTdbhW6B8lDm5VxsM1N95jt943prCCW7Y8-PT6lZ3nNW1RHd2r69QS05Vm2KpM7_tKKfW5Lh4PP1qxrWyW3GW3NW6h-DBKW33X_CK5hmDKvW6wdj3_8JcHrwW9b_QPS3KMgLpW6FmrTZ8yBb9zW3R2D4L3Z68tFW4nLRgZ39ws7WW5bFBRx5Xrk2HW3XgC8V4RmW1DW3XSl0t51tj8XW1CwNwD5C140WW7McRKQ5Z3zSDW8vhF8B5Grzz9N79vXqp_S8DZW4Krv4p2jkM2nW97QsC66XQljGW1plRrH3DvcGSN8qgDtsnqZs3W55wggt8Xrwk6W7RmxjY3_8wFRW9glxXn4vNg0kW27M43j3HYKrdW6spwWq73rgJvdvk7Dq04 ) to see how your team can scale AI-driven detection without sacrificing the explainability, collaboration, and operational efficiency that regulators and analysts both depend on.

As ever, thank you for your interest. To learn more about the latest from OneTick Surveillance, please take a look at our website (https://info.tickdata.com/e3t/Ctc/GC+113/cx75904/VV-2rs3LMDs7W7kX38J1yTdbhW6B8lDm5VxsM1N95jt9n3prCCW8wLKSR6lZ3mzW7PgDk087hXSKV9vJPm4gj01CW2t8htz5HJZnqV-0wXK2SH0-4V-mmyM5f1qPkW6c43lC2vTShJW3hvt3d79wptBVlH1Hd5tlyXbW2dy4x-2VwHJvW8NRYgq3hsLq5Vx9m0L1z-wKGW3rJ6PB3fg5t2W8dH06329pYLBW1ySFS_2HZqwpW9jd8S52dkBf4W2K4GH-7K9t8DW4Kpv0m6VqMQPN4f_985kVnJTW204N3Y7P59CcW55Ps8Q5k0PyLW4tByWZ5Z_DzNW5k99Fl7GCfYyW1hFlws7zDV-kW7FR1Nf8sD23KW6ptDyg7qTgDZN5RZt7fyT7CXW2ZC0r83Cx644N8clyhpgGk2ff2L8JvC04 ) .

Best,

Ross Dubin

SVP, Head of OneTick Sales at KX

P.S. Can't attend live? Register anyway (https://info.tickdata.com/e3t/Ctc/GC+113/cx75904/VV-2rs3LMDs7W7kX38J1yTdbhW6B8lDm5VxsM1N95jt7C5m_5PW50kH_H6lZ3nLVR5zRt48Qgm0VzxFKT5mnFMcW46SmL56DFk7WW8_7R844_-bZmW4XKWJd8DYflwW3VG-BV2wq6nBW5qq2fX494GlyW8S0RNS9g-_FdW66mdQg7VdvhrVbZBgC3PM77hW6C273s8GfGsnVYPwyX2wVQy4W8Vx7Y45w3rp_W1D8LHB1WpZHfW8xLGVN5ZR9K8W750VG_3GyBcmVGg18S2PPDLQN3HpKnwX4VBRW5sMkLC53qgb1W3CDGjn73qSrBVGtNfd7yZV_fVgBdqN7Hp80GVcZ9cG5qkCpfW3zk0Sf2K99qpVk5vnV4V7fgGW2-m2bQ4gtzjfW7hNRR05QwsxgW1TDJ7H1QWjsmW57bwrt39B1WlVP3jPN8g6dGCW1PXPhZ60hflGW18_c1S6flGXPdrlqLg04 ) to receive the recording and a copy of the benchmark report.

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nse/kx/2026-09-29/2838

From

OneTick Surveillance · ross.dubin@onetick.com

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29 September 2026 · 16:00 UTC